The Confederation and the Constitution
I. The Pursuit of Equality
a. Social Changes
i. Although many people were unaffected by the conflict, many ideas about social customs, government, and gender roles were changing
1. Most states reduced (but did not eliminate) property holding requirements for voting
2. Ordinary men and women demanded to be addressed as “Mr.” and “Mrs.” – titles once reserved for the wealthy
3. Employers were now called “boss” instead of “master”
4. By 1800, involuntary servitude was nearly unknown
5. Trade organizations grew
6. Medieval inheritance laws, such as primogeniture, were ending
ii. Church and State Relations
1. The Congregational Church continued to be legally established in some New England States
2. The
Anglican Church, having been associated with
3. Slowly,
religion and government separated in all the States. One of the slowest was
iii. Slavery
1. In 1774, the 1st Continental Congress called for the complete abolition of the slave trade. Most States responded positively and several northern States went further and either abolished slavery outright or provided for the gradual emancipation of blacks
2. No States south of PA abolished slavery
3. In both North and South, the law discriminated harshly against freed blacks and slaves alike
4. Free African Americans could be barred from:
a. Purchasing property
b. Holding certain jobs
c. Educating their children
d. Interracial marriage
iv. Why Did Abolition Not Go Further At This Time?
1. A fight over slavery would have fractured the fragile national unity that was so desperately needed
2. The South needed laborers for their agricultural industry
v. Women
1. Women disguised as men fought in the military during the war
2. Abigail Adams wrote her husband about including women’s rights in the Declaration
3. However, women remained doing traditional work
vi. Civic Virtue
1. Central to republican ideology was the concept of “civic virtue” – the notion that democracy depended on the unselfish commitment of each citizen to the public good
2. The selfless devotion of a mother to her family was often cited as the very model of proper republican behavior. The idea of “republican motherhood” took root, elevating women to a newly prestigious role as the special keepers of the nation’s conscience
3. Educational opportunities for women expanded, in the expectation that educated wives and mothers could better cultivate the virtues demanded by the Republic in their husbands, daughters, and sons
II. Constitution Making in the States
a. New Constitutions in the States
i. In 1776, the 2nd Continental Congress asked all the colonies to draft new constitutions (and become new States)
ii. According to the theory of republicanism, sovereignty of these new States would rest on the authority of the people
iii.
Although the States of Connecticut and
b.
i.
One noteworthy innovation contributed by
1. Called a special convention to draft its constitution
2. Submitted the final draft to the people for ratification
c. Common Features of the State constitutions
i. Had many common features – making it easier to draft the Federal Constitution
1. Defined the powers of government
2. Drew their authority from the people, not from the king (as the colonial charters did)
3. Many had a bill of rights
4. Most had the annual election of legislators, who were thus forced to stay in touch with the mood of the people
5. All deliberately created weak executive and judicial branches
ii. Ordinary laws could not conflict with the constitutions
d. State Legislatures
i. Most presumed that the most democratic branch of government was the legislature, so they were given many powers
ii. The democratic character of the new State legislatures was reflected by the presence of many members from the recently enfranchised poorer western districts
iii. Many sought to move State capitals westward, and the capitals of NH, NY, VA, NC, SC, and GA all did so
III. Economic Crosscurrents
a. Land
i. States seized control of former crown lands
ii. Many of the large Loyalist holdings were confiscated and eventually cut up into small farms
b. Manufacturing and Trade
i. The prewar nonimportation agreements gave a sharp stimulus to the economy. Americans were forced to make more of their own goods
ii.
However, American ships were now barred from British
and
iii. In some respects, the hated British Navigation Laws were more disagreeable after independence than before
iv.
New foreign commercial outlets partially compensated
for the loss of
c. Debts and Inflation
i. State governments had borrowed more during the war than they could ever hope to repay
ii. Inflation had been ruinous to many citizens, and Congress had failed in its feeble attempts to curb economic laws
iii. The average citizen was probably worse off financially at the end of the war than at the beginning
IV.
A Shaky Start Toward
a. What
to Do With
i. The Revolution had dumped the responsibility of creating and operating a new central government squarely into their laps
ii. Prospects for erecting a lasting regime were far from bright
b. Bad Signs
i. Patriots had agreed to allegiance to a common cause, but now that was gone
ii. British manufacturers with a huge surplus began flooding the American market with cut-rate goods. American industries that started during the war were especially hurt by this competition
c. Good Signs
i. The 13 States were basically alike in governmental structure and had similar constitutions
ii. Americans enjoyed a rich political inheritance –
1.
2. Colonial self-governments
iii.
The
V. Creating a Confederation
a. 2nd Continental Congress
i. Was without a constitutional authority
ii. 13 States were sovereign:
1. Coined money
2. Raised armies and navies
3. Tariffs
b. Articles of Confederation
i. Congress appointed a committee to draft a written constitution for the new nation
ii. It was adopted by Congress in 1777 and translated into French so we could prove to them that we were a government in the making
iii. The Articles weren’t ratified by all 13 States until 1781, when they took affect
c. Dispute Over Western Lands
i. Six States didn’t have much western land (PA & MD). Their arguments were:
1. They argued that the other States would not have retained possession of all their land if all the other States had not fought for it also
2. The land-rich States could sell their trans-Allegheny tracts and thus pay off pensions and other debts incurred during the war. States without such holdings would have to tax themselves heavily to defray these obligations
3. The States that lacked western land claims feared that States with claims could grow in size, skewing representation in the federal government
4. They wanted the whole western area turned over to the government
ii. Seven States had enormous acreage (NY & VA)
d. Approval of the Articles & Western Lands
i. MD held out until March 1, 1781. It gave in when NY surrendered its western claims and VA seemed about to do so. At this time, all 13 States ratified the Articles, and they took affect
ii.
Congress agreed to carve from the new public domain a
number of States, which in time would be admitted to the
iii. People purchased their farms in the west from the federal government, weakening local State influence
VI. The Articles of Confederation
a. Structure
i. Provided for a loose confederation or “firm league of friendship”
ii. Congress was the sole body of government
1. It was unicameral
2. Each State had one vote
3. Made up of delegates chosen yearly by the states in whatever way their legislatures might choose
iii.
Each year Congress would chose one of its members as
its presiding officer (chairperson), but not the president of the
iv. No executive or judicial branch
b. Powers
i. Could make war or peace
ii. Send and receive ambassadors
iii. Make treaties
iv. Borrow money
v. Set up a money system
vi. Establish post offices
vii. Build a navy
viii. Raise an army by asking the states for troops
ix. Settle disputes among the states
x. Fix uniform standards of weights and measures
c. State Obligations
i. Allow open trade and travel among the states
ii. Treat citizens of other states equally
iii. Provide funds and troops requested by Congress
iv. Surrender fugitives to one another
v. Give full faith and credit to the public acts, records, and judicial proceedings of every other state
vi. Submit their disputes to Congress for settlement
d. Weaknesses
i. Congress didn’t have the power to tax. They had to borrow money from the states. While the Articles were in force, not one state came close to meeting the financial requests made by the Congress
ii. Congress powerless to regulate foreign and interstate commerce
iii. No court system
iv. 9/13 majority required to pass laws
v. Amendments can only be added with consent of all states
vi. No executive to enforce acts of Congress
vii. Each state had one vote in Congress, regardless of its population or wealth
e. Effect of the Articles
i. Troubled times demanded not a loosely woven confederation, but a tightly knit federation. This involved the yielding by the States of their sovereignty to a completely recast federal government
ii. Without the Articles, this leap may never have happened. The Articles:
1. Clearly outlined the powers to be exercised by the central government
2. Kept alive the ideal of union and held the States together – until such time as they were ripe for the establishment of a strong constitution by peaceful, evolutionary methods
VII. Landmarks in Land Laws
a. Land Ordinance of 1785
i.
Provided that the acreage of the
1. The area was to be surveyed before sale and settlement to avoid confusion and lawsuits
2. It was to be divided into townships six miles square, each of which in turn was to be split into 36 sections of one square mile each
3. The 16th section of each township was set aside for public schools
ii.
As a result, settlement of the Northwest territory was
orderly, while settlements south of the
b. Northwest Ordinance of 1787
i.
Related to the governing of the
ii. Dealt with the question of how a nation should deal with its colonies --- sound familiar?
iii. The solution was:
1. Temporary tutelage
2. Permanent equality
iv. When a territory could boast 60,000 inhabitants, it might be admitted by Congress as a state, with equal privileges (exactly what the 2nd Continental Congress promised in 1781 when the land-holding States surrendered their land to the central government)
v.
Created five States –
vi. It also forbade slavery, though it exempted slaves already present
c. Good Job Congress Under the Articles!
i.
If Congress had attempted to keep the territories in
permanent subordination (like
ii.
The scheme worked so well that its basic principles
were ultimately carried over from the
VIII. The World’s Ugly Duckling
a. Problems
With
i.
ii.
They didn’t send a minister to
iii. Declined to make a commercial treaty or repeal its Navigation Laws
iv.
The British closed their profitable West Indies trade
to the
b.
i.
British sought to annex
ii.
All along the northern border, the British continued to
hold a chain of trading posts on
1.
2.
c.
i.
Patriotic Americans, who were deeply angered by the
British, wanted the
ii. However, Congress couldn’t control commerce and the State refused to adopt a uniform tariff policy. Some States even lowered their tariffs in order to attract an unfair share of trade
d.
i.
Was openly unfriendly to the
ii.
1. It
controlled the mouth of the all-important Mississippi River, down which the
pioneers of
iii.
FL and area north of the
1.
2.
e.
i. Demanded the repayment of money loaned during the war
ii.
Restricted trade with the
f. North African states
i.
Pirates of the North African states were ravaging
ii.
The British purchased protection for their own
subjects, and as colonists the Americans had enjoyed this shield. Now, as an independent nation, the
g. John Jay
i. Member of First and Second Continental Congress
ii.
Negotiated Treaty of
iii. First Chief Justice of the Supreme Court
iv. Wrote portions of The Federalist Papers
v. Currently the secretary of foreign affairs – he hoped that the actions of all these foreign countries would humiliate the American people into framing a new government that would be strong enough to command respect abroad
IX. The Horrid Specter of Anarchy
a. Anarchy Begins
i. States refused to pay money to Congress
ii. Quarrels over boundaries generated minor battles
iii.
Some States were levying duties on goods from their
neighbors. For example,
iv. States were again printing their own money
b. Shays’ Rebellion (1786-87)
i.
In 1786, impoverished backcountry farmers in
ii. Led by Captain Daniel Shays, these desperate debtors took up their muskets and demanded that the State:
1. Issue paper money
2. Lighten taxes
3. Suspend property takeovers
iii. They forced the Massachusetts Supreme Court to close and attacked a federal arsenal
iv. Wealthy citizens of the State raised an army and suppressed the rebels
v. Those arrested were eventually pardoned
c. Results of Shays’ Rebellion
i.
ii. It also led to panic and the following feelings:
1. That “civil virtue” was no longer sufficient to rein in self-interest and greed
2. The Revolution had made people want too much liberty
3. Friends and critics of the Confederation agreed that it needed some strengthening. A stronger central government would provide the needed foundation
d. New Constitution or Not?
i. By 1789, however, things were getting better
1. Nearly half the States hadn’t issued paper money
2. Overseas shipping was getting back to normal
ii. This caused the move for a new constitution to encounter more heated opposition than it would have in 1786-87
X. A Convention of “Demigods”
a.
i. More than any other problem, this one set off the chain reaction that led to a constitutional convention
ii.
In 1786, VA issued a call for a convention at
iii.
Alexander Hamilton drew up a report that summoned a
convention to meet in
b. Delegates
to the
i.
Every State chose representatives except for
independent-minded
ii. These leaders were all appointed by the State legislatures, whose members had been elected by voters who could qualify as property holders. This inevitably brought together a select group of propertied men, although their didn’t shape the Constitution primarily to protect their personal financial interest
c. Constitutional Convention
i.
A quorum of the 55 delegates from 12 States arrived at
ii. Sessions were held in complete secrecy. They didn’t want their disputes to be public and didn’t want to hear their critics
iii.
iv. The features of the members were:
1. Governments
of
2. Government
of
3. Political writings of people like Locke and others
4. Articles of Confederation
5. State governments
6. Many had attended the Second Continental Congress
7. Many had experience in politics
8. Many were college educated
9. Many had fought in the Revolutionary War
10. Many were lawyers
11. 19/55 owned slaves
12. No one from the poor groups
d. Feature On Some of the Delegates
i. George Washington – Unanimously elected chairman. His enormous prestige as the main leader of the Revolution served to quiet overheated tempers
ii. Benjamin Franklin – At 81, was the oldest delegate. He was very talkative and had to have chaperones accompany him to dinner parties to make sure he held his tongue
iii. James Madison – A student of government, made contributions so notable that he has been dubbed “the Father of the Constitution”
iv. Alexander Hamilton – Was present as an advocate of a superpowerful central government
e. Distinguished People Not There
i.
Thomas Jefferson – Ambassador to
ii.
John Adams – Ambassador to
iii. Samuel Adams and John Hancock – Not elected by MA
iv. Patrick Henry – Was a champion of States’ rights and declined to attend. He said that he “smelled a rat”
XI.
Patriots in
a. Hopes of the Delegates
i. These people were mostly interested in preserving and strengthening the young Republic
ii. They hoped to create a stable, enduring political structure
iii. Preserve the union and forestall anarchy (Daniel Shays)
iv. They strongly desired a firm, dignified, and respected government (North African states)
v.
They aimed to give the central government genuine
power, especially in controlling tariffs, so that the
vi. Ensure security of life and property
vii. Sought to curve the unrestrained democracy rampant in the various States
XII. Hammering Out a Bundle of Compromises
a. Scrapping the Articles of Confederation
i. Early on, the delegates decided to completely scrap the old Articles, despite instructions from Congress to revise them
b. Virginia Plan
i. James Madison, one of the co-creators of the Articles of Confederation, submitted the VA Plan. It favored the large States and called for:
1. Legislature – Congress (bicameral). Representation in each house was to be based either upon each state’s population or upon the amount of money it gave for the support of the central government
2. Executive – Single head to be chosen by Congress
3. Judicial – Would have one or more supreme and lower courts
c.
i.
Proposed by William Patterson, a politician from
ii. It favored the small States and called for:
1. Legislature – Congress (unicameral). Each state equally represented in Congress
2. Executive – To have more than one person, chosen by Congress
3. Judicial – A single supreme court
d. Great Compromise
i. This compromise decided on:
1. Bicameral legislature –
a. Senate – equal representation
b. House of Representatives – representation based on population (every tax bill or revenue bill must originate in the House)
e. Method of Electing the President
i. Larger States would have the advantage, as a State’s share of electors was based on the total of its senators and representatives in Congress
ii. The small States would gain a larger voice if no candidate got a majority of electoral votes, thus sending the election to the House of Representatives, where each State had only one vote
iii. The Framers expected election by the House to occur frequently, but it has just happened twice, in 1800 and 1824
f. 3/5 Compromise
i. Once it was decided to base the seats in the House on each state’s population, this question arose: Should slaves be counted in the populations of the southern states?
ii. Slave population:
1. VA – 1st (292,627 – 42.29%)
2. SC - 2nd (107,094 – 43.01)
3. MD – 3rd (103,036 – 32%)
iii. South and North disagreed until it was decided that “free persons” should be counted, and so, too, should “3/5 of all other persons.” 3/5 would also be counted in the amount of taxes levied upon the state by Congress. (13th amendment – forbid slavery – no more “all other persons”)
g. Commerce and Slave Trade Compromise
i. The convention agreed that Congress had to have the power to regulate foreign and interstate trade
ii. Southerners feared that Congress was likely to be controlled by northern commercial interests and would act against the South. They thought Congress might create export duties on tobacco, the main American export at the time. They also feared that Congress would interfere with the slave trade, which was needed in the South for tobacco and rice
iii. So, the Commerce and Slave Trade Compromise was created:
1. Congress was forbidden the power to tax the export of goods from any state
2. It was also forbidden the power to act on the slave trade for a period of at least 20 years (until 1807)
iv. As soon as the interval had elapsed, the slave trade was ended
v.
All new State constitutions except
XIII. Safeguards for Conservation
a. Dispelling Myths
i. Heated clashes among the delegates have been overplayed
ii. The area of agreement was actually large
1. Economically – members saw eye to eye
2. Politically – they favored:
a. A stronger government
b. Three branches
c. Checks and balances
3. Suffrage – most believed that common people shouldn’t vote
b. Safeguards Against the Excesses of the “Mob”
i. Federal judges – Appointed for life by the President
ii. President – Elected by the Electoral College
iii. Senators – Chosen by the State legislatures
iv. House of Representatives – Qualified (adult, white, male property owners) citizens could vote directly
c. Constitution and Democracy
i. The powers of government should be limited
ii. The people, not the authority of the government, was to be the ultimate guarantor of liberty, justice, and order
iii. Preamble begins with “We the people” – reaffirming these republican principles
d. Constitution Is Accepted By the Delegates
i. James Madison wrote most of the Constitution
ii. It contained a preamble and seven articles
iii. By September 17, 1787, 42/55 remained to sign the Constitution. However, 3 of those didn’t sign it
iv.
XIV. The Clash of Federalists and Antifederalists
a. The Procedure of Ratifying the Constitution
i.
Worried that
ii. Each State had a convention in which delegates were elected to by the people who owned property. The delegates were voted on based on their pledge for or against the Constitution
iii. The Constitution was debated and voted on at the conventions
b. Anti-Federalists
i. Led by Patrick Henry, Richard Henry Lee, John Hancock, Samuel Adams, and Thomas Jefferson
ii. Their followers consisted primarily of (the poorest classes who feared that a potent central government would force them to pay off their debts):
1. States’ rights devotees
2. Backcountry dwellers
3. Small farmers
4. Debtors
iii. They criticized the Constitution for:
1. Thought the central government has too many powers
2. Felt like the Constitution was a plot by the upper class to steal power from the common folk and was antidemocratic (it was being drawn up by the aristocratic people)
3. Lacked of a Bill of Rights – didn’t have basic liberties – speech, press, religion, fair trial, etc.
4. No mention of God
5. The States were denied the power to print money
6. Unanimous consent was not needed to ratify an amendment
7. The dropping of annual elections for congressional representatives
8. The creation of a standing army
9. 10 square miles (later DC) being used for a “federal stronghold”
c. Federalists
i. Led by George Washington, Benjamin Franklin, James Madison, and Alexander Hamilton
ii. Were wealthier than the antifederalists, more educated, better organized, and had more influence
iii.
Controlled the press – more than 100 newspapers were
published in
iv. Emphasized the weaknesses of the Articles and that they could only be overcome by a new government
XV. The Great Debate in the States
a. Ratifying the Constitution
i. Believing that they had come off much better than they expected, small States were quick to ratify
ii.
iii.
iv.
v. The other States would be independent or function under the Articles
XVI. The Four Laggard States
a. States began to realize that they could not prosper apart from the union
b. Ratification
in
i.
In VA, the Federalists, led by Washington and Madison,
got a key person to support the Constitution –
c. Ratification
in
i. 85 essays were written by Hamilton, Madison, and John Jay supporting the Constitution. They were sent to the people in various newspapers of the State. Later, they were collectively published and called The Federalist. These essays helped sway opinion in favor of the Constitution in NY
d. Ratification
in
i. Their convention adjourned without taking a vote
e. Ratification
in
i. They didn’t even summon a convention. They held a referendum, which rejected the Constitution
f. Conclusions of Ratification
i. Despite much apathy, ratification was close in some States
ii. Riots broke out in NY and PA
iii. There was much pressure on delegates who had promised their constituents to vote against the Constitution
iv. The last four States ratified, not because they wanted to, but because they had to. They could not safely exist outside the fold
XVII. A Conservative Triumph
a. Minority Wins Twice
i. Radical minority engineered the Revolution and cast off the British
ii. Conservative minority engineered the peaceful revolution that overthrew the inadequate Articles of Confederation
b. Majority Rule?
i. A majority had not spoken
ii. ¼ of the adult white male property owners voted for delegates to the ratifying conventions
iii. Some historians estimate that if universal suffrage would have been allowed in NY, the Constitution would have encountered much more opposition and possibly defeat
c. Redefined Popular Sovereignty
i.